Our corporate partner, Victor Hawrych will be hosting this seminar in association with Goodarce UK. This seminar will take you through the regulatory regime which governs the promotion and marketing of financial investments, products and services ensuring that your advertisements, material and promotions comply with legal and FCA obligations.
This will cover:
- Who can issue a financial promotion?
- What is a financial promotion?
- The exempted categories of persons who may receive a financial promotion
- The process of approving a financial promotion
- Specific COBS Rules
- Crowd funding
- The marketing of an UCIS.
Goodarce UK are an accredited training services provider for individuals working in the financial services industry and those who offer services to regulated firms.
If you would like a place at this 90 minute seminar please contact Goodacre UK directly by email: firstname.lastname@example.org
Victor specialises in corporate and commercial law. He deals with mergers and acquisitions, corporate finance as well as advising on commercial transactions.
Victor is experienced in advising on financial services regulatory matters including the Financial Conduct Authority rules and in the structuring and setting up of funds. His industry experience includes the financial services, resources, energy, property, IT, construction & engineering and retail sectors.